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KAPLAN Financial's (formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs have helped thousands of prospective agents and representatives pass their licensing exams on the first try.

The entire system is structured to build knowledge, confidence, and exam-readiness. Each program is extremely efficient, so your time is well-spent. The programs are focused, realistic and relevant—aimed at helping you build knowledge to enhance your pass-rate success.

You may notice that some of the programs are now first editions -- after having been sometimes up to their 19th and even 34th editions.  These first editions are updated versions of those older editions that are now under the Kaplan Financial umbrella.  Rest assured that they are the same successful programs.

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KAPLAN FINANCIAL SERIES 24
General Securities Principal Exam

This exam is required to supervise General Securities Representatives and the business of a broker/dealer.

EXAM PREREQUISITES:

Series 7 (General Securities Representative) license, or Series 62 (Corporate Securities Representative) license if responsibilities are limited to corporate securities.

THE EXAM:

The Series 24 exam is composed of 150 questions and administered by the NASD. Students are given 210 minutes to complete the exam. The test is composed of four-option multiple-choice questions. The exam is computer-based, although no special computer skills are required. Students are provided with scratch paper, a pencil and a simple calculator at the testing center. Students must receive a score of 70% or better to pass.

PREMIER SET
The PREMIER SET contains a License Exam Manual, Drill & Practice CD-ROM and Practice Final Exams
The License Exam Manual assists in preparing for the exam needed to obtain a Series 24 license in general securities supervision and regulation.  It is a comprehensive textbook consisting of ten chapters, each devoted to a particular area of general securities supervision and regulation, information required to pass the General Securities Principal qualification exam.

Content coverage includes:

  • Sales supervision
  • Customer accounts
  • Investment banking
  • Trading and market timing
  • Uniform practice code
  • Financial responsibility
  • Investment companies and retirement plans
The Drill and Practice CD-ROM complements the License Exam Manual and gives students a database of exam-focused questions, including a myriad of practice exams by topic and a rationale for each question that clarifies concepts, improves retention and simulates the actual NASD exam in proportional topic and weighting.
Five Practice Final Exams
Regular price: $249.00; Our price: $236.50
DRILL & PRACTICE CD-ROM
Regular price: $124.50; Our price: $118.25
PRACTICE FINAL EXAMS
Regular price: $49.00; Our price: $46.50
4th edition, March 2008
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