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KAPLAN Financial's (formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs have helped thousands of prospective agents and representatives pass their licensing exams on the first try.

The entire system is structured to build knowledge, confidence, and exam-readiness. Each program is extremely efficient, so your time is well-spent. The programs are focused, realistic and relevant—aimed at helping you build knowledge to enhance your pass-rate success.

You may notice that some of the programs are now first editions -- after having been sometimes up to their 19th and even 34th editions.  These first editions are updated versions of those older editions that are now under the Kaplan Financial umbrella.  Rest assured that they are the same successful programs.

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KAPLAN FINANCIAL SERIES 26
Investment Company/Variable Contracts Limited Principal Exam

This exam qualifies an individual to supervise the sale of investment company products and variable products by limited representatives (Series 6).

EXAM PREREQUISITES:

A Series 6 (Investment Company Products/Variable Contracts Limited Representative) or Series 7 (General Securities Representative) license.

THE EXAM:

The Series 26 exam is administered by the NASD and is composed of 110 questions. Students are given 150 minutes to complete the multiple-choice exam. The exam is computer-based but no special computer skills are required. Students are provided with scratch paper, pencil and a simple calculator at the testing center. Students must receive a score of 70% or better to pass.

PREMIER SET
PREMIER SET includes a License Exam Manual, Drill & Practice CD-ROM and Practice Final Exams

The License Exam Manual educates supervisor candidates in product and market information, and supervisory issues associated with the sale of these products. It also reviews other NASD, SCC and federal regulations that apply to the sale of mutual funds and variable products. The topics covered are the following:

  • Hiring and qualification
  • Training of representatives
  • Supervision
  • Sales practices
  • Business processing and recordkeeping rules
A Drill & Practice CD-ROM complements the License Exam Manual and gives students a database of exam-focused questions from which they can customize a nearly unlimited number of practice exams. It also includes practice final exams which simulate the actual NASD exam in proportional topic and weighting.
Regular price: $189.00; Our price: $179.50 
4th edition, August 2008
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