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KAPLAN Financial's (formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs have helped thousands of prospective agents and representatives pass their licensing exams on the first try.

The entire system is structured to build knowledge, confidence, and exam-readiness. Each program is extremely efficient, so your time is well-spent. The programs are focused, realistic and relevant—aimed at helping you build knowledge to enhance your pass-rate success.

You may notice that some of the programs are now first editions -- after having been sometimes up to their 19th and even 34th editions.  These first editions are updated versions of those older editions that are now under the Kaplan Financial umbrella.  Rest assured that they are the same successful programs.

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KAPLAN FINANCIAL SERIES 4
Registered Options Principal Exam

The Series 4 exam is required for those functioning as options principals, compliance registered options principals, and senior registered options principals.

EXAM PREREQUISITES:

Prospective Series 4 representatives must have passed the Series 7 exam.

THE EXAM:

The Series 4 exam is administered by the NASD and consists of 125 questions. Students are given 180 minutes to complete the multiple-choice exam. The exam is computer-based but no special computer skills are required. Students are provided with scratch paper, pencil and a simple calculator at the testing center. Students must receive a score of 70% or better to pass.

 
PREMIER SET
PREMIER SET contains a License Exam Manual, Drill & Practice CD-ROM and Practice Final Exams

The License Exam Manual covers the following topics:

  • Equity options
  • Nonequity options
  • Customer accounts
  • Margin accounts
  • Option sales practices

361 pages

The Drill & Practice CD-ROM complements the License Exam Manual and is an excellent study tool for those who want to prepare to pass the licensing exam and test their exam readiness. A number of practice exams can be created from hundreds of questions.  The timed practice final exams simulate the actual exam interface and are proportionately weighted by topic.  Detailed rationales for each question clarify concepts and improve retention.
Five Practice Final Exams
Regular price: $229.00; Our price: $217.50
PRINT SET
PRINT SET includes the License Exam Manual and Practice Final Exams
  Regular price: $139.00; Our price: $132.00
DRILL & PRACTICE CD-ROM
Regular price: $114.50;  Our price: $108.75
2nd edition, August 2007
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