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KAPLAN Financial's
(formerly Dearborn's Passtrak) Securities Licensing Exam
Prep programs have helped thousands of prospective agents
and representatives pass their licensing exams on the first
try.
The entire system is structured to build knowledge, confidence,
and exam-readiness. Each program is extremely efficient,
so your time is well-spent. The programs are focused, realistic
and relevant—aimed at helping you build knowledge to
enhance your pass-rate success.
You may notice that some of the programs are now first editions
-- after having been sometimes up to their 19th and even
34th editions. These first editions are updated versions
of those older editions that are now under the Kaplan Financial
umbrella. Rest assured that they are the same successful
programs.
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| CURRENT
EDITIONS - IN STOCK NOW - IMMEDIATE SHIPPING |
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KAPLAN FINANCIAL
SERIES 65
Uniform Investment Advisor Law Exam
This exam is required
by most states to become a registered Investment
Advisor Representative. It qualifies an individual
to represent an investment advisory firm that provides
advisory services to investors as stipulated by the
North American Administrators Association (NASAA).
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EXAM PREREQUISITES:
A Series 6 or 7 license may be required in some states.
The NASD has no stipulated prerequisites. For more
information, visit www.nasaa.org.
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THE EXAM:
The Series 65 exam is administered by the NASD and
is composed of 130 questions. Students are given 180
minutes to complete the exam. The test consists of
four-option multiple-choice questions. The exam is
computer-based, although no special computer skills
are required. Students are provided with scratch paper,
a pencil and a simple calculator at the testing center.
Students must receive a score of 68.5% or better to
pass.
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PREMIER SET |
| PREMIER
SET includes a License
Exam Manual, Drill & Practice
CD-ROM and Practice
Final Exams |
The License
Exam Manual assists in preparing
for the Series 65 exam. The book
consists of nine lessons and nine lesson
exams:
- Lesson 1 covers
federal securities regulations.
- Lesson 2 covers
state regulation of securities practices
under the Uniform Securities Act (USA).
- Lesson 3 defines
the federal regulator environment in which
investment adviser representatives must operate.
- Lesson 4 covers
equity and debt securities.
- Lesson 5 reviews
the investment products that investment advisers
offer their clients.
- Lesson 6 focuses
on securities markets and trading.
- Lesson 7 covers
retirement plans and their appropriate investments.
- Lesson 8 deals
with opening of and types of customer accounts.
- Lesson 9 focuses
on clients, risks, portfolio and taxation.
- Lesson 10 reviews
the economic and analytical tools that the
investment representatives must understand.
588 pages
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| The Drill & Practice
CD-ROM complements the License
Exam Manual and is an excellent
study tool for those who want to prepare to
pass the licensing eam and test their exam
readiness. A number of practice exams
can be created from hundreds of questions. The
timed practice final exams simulate the actual
exam interface and are proportionately weighted
by topic. Detailed rationales for each
question clarify concepts and improve retention. |
| Four Practice
Final Exams |
Regular price: $149.00; Our
price: $141.50
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PRINT
SET |
| PRINT SET includes
the License
Exam Manual and Practice
Final Exams |
Regular
price: $89.00; Our price: $84.50
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LICENSE
EXAM MANUAL |
Regular price: $74.50; Our
price: $70.75
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DRILL & PRACTICE
CD-ROM |
Regular price: $74.50, Our
price, $70.75
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PRACTICE
FINAL EXAMS |
Regular price: $49.00, Our
price: $46.50
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| 4th edition, October 2008 |
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